Application of Group Sequential Methods to the 2-in-1 Design and Its Extensions for Interim Monitoring

The 2-in-1 adaptive design (Chen et al. 2018) allows seamless expansion of an ongoing Phase 2 trial into a Phase 3 trial to expedite a drug development program. Under a mild assumption expected to generally hold in practice, as Slepian's lemma guarantees, the trial can be tested at the full alpha level with or without expansion, sacrificing no statistical power. The endpoint used for expansion decisions can be the same as or different from the primary endpoints, and there is no restriction on the expansion threshold. Due to its flexibility and robustness, it has drawn immediate attention from academic researchers and industry practitioners. The design has been substantially extended in the literature and successfully implemented in multiple trials.