A matrix-tolerant one-dimensional CNN for raw LIBS analysis: Architecture and soil carbon benchmark

残余物 卷积神经网络 预处理器 光谱空间 模式识别(心理学) 过度拟合 基质(化学分析) 生物系统 虚假关系 极限(数学) 算法 主成分分析 检出限 重复性 乘法函数 还原(数学) 化学 人工智能 不确定度量化 水准点(测量) 计算机科学 均方误差 光谱带 特征(语言学) 矩阵分解 特征选择 外推法 稳健性(进化) 土壤水分 化学计量学 集合(抽象数据类型) 降维 一般化 土壤碳 限制 分段 直线(几何图形) 冗余(工程) 高光谱成像 偏最小二乘回归
作者
Heloisa V. Guilherme,Paulino R. Villas-Boas
出处
期刊:Analytica Chimica Acta [Elsevier BV]
卷期号:1411: 345578-345578
标识
DOI:10.1016/j.aca.2026.345578
摘要

Matrix effects, line overlap, and weak signals limit quantitative accuracy in Laser-Induced Breakdown Spectroscopy (LIBS), especially for heterogeneous samples such as soils. Conventional pipelines rely on extensive preprocessing and hand-crafted features, which can attenuate informative but low-contrast regions and reduce transferability across matrices. Here, a one-dimensional convolutional neural network (1D-CNN) is designed to learn directly from raw spectra, minimizing manual intervention while preserving full spectral structure. The driving problem addressed is whether a raw-spectra CNN can deliver externally validated, physically consistent carbon quantification in soils despite matrix variation and line interference. A large experimental dataset comprising 1019 Brazilian soil samples was used for model development, with generalization assessed using an independent, temporally separated external validation set (n = 150). The proposed raw-spectra CNN outperformed classical machine-learning baselines and a feature-selected CNN configuration based on Minimum Redundancy Maximum Relevance (MRMR) method. On the external dataset, the model achieved an R 2 of 0.81, RMSE of 5.18 g kg −1 , and RPIQ of 4.65. Explicit feature selection led to a systematic reduction in external performance, suggesting that limiting the input space discarded weak but informative spectral cues. Beyond global accuracy, repeatability and normalized error analyses demonstrated stable analytical behavior across carbon concentration ranges, while an estimated limit of detection of 3.7 g kg −1 was consistent with practical LIBS constraints. Local Interpretable Model-Agnostic Explanations (LIME) highlighted spectral regions aligned with carbon emission lines and matrix-element transitions, supporting physics-consistent signal use rather than spurious correlations. Collectively, these results show that preserving the complete spectral manifold enables the CNN to learn local/overlapping lines alongside broad contextual structure, reducing sensitivity to matrix effects and improving external transferability. This work demonstrates that convolutional neural networks trained on raw LIBS spectra can provide a robust and analytically meaningful framework for soil carbon quantification, combining external validation, controlled repeatability, and spectroscopically plausible interpretability. By reducing dependence on preprocessing and feature engineering while preserving generalization, the proposed approach supports simpler and more transparent LIBS workflows for complex matrices. The methodology is broadly applicable and may be extended to other elements, soil properties, and LIBS-based analytical scenarios. • Raw-spectra 1D-CNN quantifies soil carbon from LIBS with minimal preprocessing. • External test: R 2 =0.81; RMSE 5.18 g kg -1 ; RPIQ 4.65. • MRMR feature selection reduced accuracy; weak cues in raw spectra matter. • LIME highlights C lines; model uses physics-consistent spectral regions. • Method mitigates matrix effects and improves cross-dataset transferability.
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